Services as securities' keeper for nonstate pension funds
List of documents for opening account in securities:
Ø order for opening account in securities (Appendix 1 to Regulation of realization of professional depositary activity of Keeper of securities of JSC "Expobank");
Ø form of manager by an account in securities;
Ø copy of certificate about state registration of pension fund, notarized;
Ø notarized copy of certificate about state registration of financial institution, given out pension fund;
Ø copy of certificate about state registration of manager by an account in securities;
Ø notarized copy of certificate about bringing of pension a fund and manager by an account in the Single state register of enterprises and organizations of Ukraine;
Ø notarized copy of the registered statute of pension fund;
Ø copy of documents, which confirm assigning for position of persons which have a right to operate on behalf of pension fund without a warrant;
Ø notarized copy of the registered constituent agreement of account manage;
Ø copy of the legalized documents, that confirms plenary powers of persons which have a right to operate on behalf of legal entity without a warrant;
Ø an original of warrants on disposing of account and on the receipt of information about an account of manager for accounts in securities, given out and signed a legal entity and notarized the seal of legal entity, if a manager of account is not the leader of legal entity;
Ø copy of agreement about the management of assets of pension fund;
Ø copy of license for realization of professional activity at the fund market - activity of the assets management of investment investors (activity on the assets management);
Ø copy of investment declaration;
Ø original or notarized by the leader of pension fund and seal of pension fund copy of the documents, which contain information about the essential elements of the bank, current account of pension fund and number of this account;
Ø copy of passport of managers of account in securities;
Ø copy of identification code of managers of account in securities;
Ø card with standards of signatures of managers by an account in securities and print of seal, notarized;
Ø form and questionnaire.
For more information please call us at (044) 502-30-06
